Transdisciplinary action research: A guiding framework for collaboration

By Steven Lam, Michelle Thompson, Kathleen Johnson, Cameron Fioret and Sarah Hargreaves

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Steven Lam (biography)

How can graduate students work productively with each other and community partners? Many researchers and practitioners are engaging in transdisciplinarity, yet there is surprisingly little critical reflection about the processes and outcomes of transdisciplinarity, particularly from the perspectives of graduate students and community partners who are increasingly involved.

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Michelle Thompson (biography)

Our group of four graduate students from the University of Guelph and one community partner from the Ecological Farmers Association of Ontario, reflect on our experiences of working together toward community food security in Canada, especially producing a guidebook for farmer-led research (Fioret et al. 2018). As none of us had previously worked together, nor shared any disciplines in common, we found it essential to first develop a guiding framework for collaboration. Our thinking combined the following key principles from action research and transdisciplinarity:

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Kathleen Johnson (biography)
  • reflexivity,
  • participation and partnership,
  • methods and process, and
  • integration.

Reflexivity

Reflexivity was designed to support the on-going scrutiny of the choices made during the research process; this occurred in the form of reflexive journaling and weekly meetings for collective reflection and sense-making. The self-reflections helped ensure that our goals, needs and expectations were met through the decisions made.

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Cameron Fioret (biography)

Participation and partnership plus methods and processes

Partnership and participation refer to the quality of the relationship formed with stakeholders and the extent to which stakeholders are appropriately involved in the project. Methods and processes refer to the extent to which the action research process and related methods are clearly articulated and illustrated.

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Sarah Hargreaves (biography)

In practice, we found that these two principles were inseparable. Because we four students didn’t know each other before this project started, we invested the first two-months of the project in relationship building, attending workshops and meeting weekly to talk about motivations, previous experiences and expectations for the project. It was not until after that process that the collaboration with the Ecological Farmers Association of Ontario started. That involved similar conversations around expectations and priorities, as well as new conversations around community needs and potential solutions. By month four, a clear workplan was co-designed.

The last four months of the project focused on co-developing the farmer-led research guidebook. Roles and responsibilities based on our strengths and interests were assigned. The students contributed to data collection and analysis, while the community partner shared local knowledge, relevant reports and a guidebook outline, as well as connecting the students with farmers and other farmer-led organizations. Co-authorship was achieved through all of us contributing equally to the conceptualization, writing and dissemination of the guidebook.

Integration
Sharing responsibility for the project design, implementation and outcomes created strong avenues for partnership, participation, and knowledge integration within different aspects of the project. In particular, we experienced strong collaboration in the joint designing of the project, its methods, technical content and delegation of tasks. Since the project dealt with the need for supporting farmers in research, the community partner (as a farmer herself) was more familiar with the problem context and the actors involved than the students. Her expertise was helpful in framing the report in a way that is useful, relevant and accessible to farmers and farmer-led organizations. The guidebook is considered to be a success and an important document.

Nevertheless, most of us expressed frustration with different aspects of co-generating the farmer-led research guidebook and our expectations for integration were not entirely met. For example, Steven felt uncertain about “the relevant tools or paradigms from different disciplines and how to integrate them to address a shared problem in the context of food security.”

Conclusion
Based on our reflections, we note that the success of this joint inquiry depended on certain conditions, such as individual team member’s reflexive ability, sense of mutual responsibility, humility and deep respect for one another. Furthermore, the time invested in dynamic weekly exchanges between students and community partners was essential to build relationships and led to an enhanced understanding of community partner needs and solutions. Early delegation of roles and tasks led to high levels of efficiency and prevented the risk of one perspective taking over the research process. Finally, we found early efforts of “opening communicative space” to be helpful, whereby issues were opened up for discussion, experiences were shared and we all strived toward “mutual understanding, intersubjective agreement and unforced consensus about what to do in any given practical situation.”

Overall the framework helped us, to a ‘good enough’ extent, integrate our work which led to the co-publication of the Farmer-led Research Guidebook.

For us, engaging in reflection has made a substantial difference in the quality of our work. If you have worked in transdisciplinary teams, especially as (or with) graduate students, what framework or guiding principles did you follow? What did you achieve and what felt missing?

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(photo credit: Kelly Hodgins)

To find out more:
Lam, S., Thompson, M., Johnston, K., Fioret, C. and Hargreaves, S. K. (2019). Toward community food security through transdisciplinary action research. Action Research (OnlineFirst, Open Access): https://journals.sagepub.com/doi/full/10.1177/1476750319889390

Reference:
Fioret, C., Johnston, K., Lam, S., Thompson, M. and Hargreaves, S. (2018). Towards farmer-led research: A guidebook. Ecological Farmers Association of Ontario: Guelph, Canada.

Biography: Steven Lam is a PhD student in the Department of Population Medicine at the University of Guelph in Canada. His research focuses on how evaluation can better support efforts toward food security, climate change adaptation and gender equity. He also works as an independent evaluation consultant.

Biography: Michelle Thompson is a PhD student in the Department of Plant Agriculture at the University of Guelph in Canada. She is currently researching endophytes (beneficial microbes) in corn that provide a natural immune system-like defense against disease.

Biography: Kathleen Johnson is a Master of Applied Science student in the School of Engineering at the University of Guelph in Canada. Her research is conducted through the G360 Institute for Groundwater Research and focuses on understanding the flow and fate of contaminants in the fractured bedrock aquifer beneath the city of Guelph.

Biography: Cameron Fioret is a PhD student in the Philosophy Department at the University of Guelph in Canada. His research focuses on property, political philosophy and environmental philosophy.

Biography: Sarah Hargreaves PhD is currently research director with the Ecological Farmers Association of Ontario (EFAO), where she launched Canada’s first Farmer-Led Research Program to help farmers combine their curiosity with scientific rigour to answer their most challenging on-farm questions.

Stakeholder engagement in research: The research-modified IAP2 spectrum

By Gabriele Bammer

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Gabriele Bammer (biography)

What options are available to researchers for engaging stakeholders in a research project? What responsibilities do researchers have to stakeholders over the course of that project?

Despite increasing inclusion of stakeholders in research, there seems to be little guidance on how to do this effectively. Here I have adapted a framework developed by the International Association for Public Participation (IAP2 2018) for examining how the public are engaged in government decision making. The research-modified IAP2 spectrum, written from a researcher perspective, is shown in the figure below. Continue reading

Theoretical framework for open team science / オープンチームサイエンスという考え方

By Yasuhisa Kondo

A Japanese version of this post is available

author yasuhisa kondo
Yasuhisa Kondo (biography)

What is open team science? What challenges does it deal with and how?

What is open team science?

In our experience, projects are commonly disrupted by socio-psychological boundaries, particularly at the initial phase of team building. Such boundaries are often generated by asymmetric information, knowledge, wisdom (wise use of knowledge; Bellingen et al., 2004), values, socio-economic status, and power among actors.

We have developed a theoretical framework that considers open science as an open scientific knowledge production system, which can be interlinked with transdisciplinarity as a driver of boundary spanning to develop a new research paradigm. We call this open team science. Continue reading

10 tips for next generation interdisciplinary research

By Rachel Kelly

Author - Rachel Kelly
Rachel Kelly (biography)

Can we develop a shared understanding on how to engage in an interdisciplinary setting that will be useful in addressing current and future grand challenges?

Advice provided by interdisciplinary experts from 25 countries, across all continents, and with over 240 years cumulative experience (Kelly, et al., 2019) is combined here into succinct guidance that aims to empower researchers wishing to engage in interdisciplinary endeavors. The ten tips are also summarized in the figure below (focused on socio-ecological researchers). Continue reading

Using discomfort to prompt learning in collaborative teams

By Rebecca Freeth and Guido Caniglia

Image of Rebecca Freeth
Rebecca Freeth (biography)

We know that reflecting can make a marked difference to the quality of our collective endeavour. However, in the daily busyness of inter- and trans- disciplinary research collaborations, time for reflection slides away from us as more immediate tasks jostle for attention. What would help us put into regular practice what we know in theory about prioritising time to reflect and learn?

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Guido Caniglia (biography)

Discomfort sometimes provides the necessary nudge in the ribs that reminds us to keep reflecting and learning. The discomfort of listening to the presentation of a colleague you like and respect, but having very little idea what they’re talking about. Or, worse, failing to see how their research will make a worthy contribution to the collective project. The discomfort when an intellectual debate with a colleague turns personal. The discomfort of watching project milestones loom, knowing you’re seriously behind schedule because others haven’t done what they said. Continue reading

Five principles of co-innovation

By Helen Percy, James Turner and Wendy Boyce

Helen Percy (biography)

What is co-innovation and how can it be applied in practice in a research project?

Co-innovation is the process of jointly developing new or different solutions to a complex problem through multi-participant research processes – and keeping these processes alive throughout the research.

James Turner (biography)

Our experience has been applying co-innovation as a research approach to address complex problems in an agricultural context, however, the principles apply well beyond agriculture. Co-innovation is most suited to hard-to-solve technical, social, cultural and economic challenges. Such challenges have no obvious cause and effect relationships, as well as many different players with a stake in the research problem and solution. These include policy makers, industry, community members, first nations representatives and others who are involved in the research as partners and stakeholders. Continue reading